More thinking pays off for the 5.5 models.
Summary
This is the second problem of our study on how well AI agents run a DoE on their own. In the first problem, the agents had to improve the adhesion of an epoxy primer on steel. It was a textbook case with three active main effects and one two way interaction. This second problem is slightly more difficult. The agents had to find the settings that give the hardest film of a 2K PU clearcoat. It has 12 factors instead of 8, and again only 3 of them are active. But the response is curved, so the best settings lie inside the factor ranges instead of at a corner. Plotted against the catalyst level, hardness forms an upside-down parabola, an arch with its top at 200 ppm in the middle. So the challenge is to catch the quadratic effect of the catalyst. The response to cure temperature is also curved, but it is not so difficult to catch, since cure temperature also has a strong linear effect that every screening design would find.
We used the same four models as in the first problem (Opus 5.5, Sonnet 5.5, Opus 5 and Sonnet 5), and each solved the problem ten times. Because this problem is harder, we also varied the reasoning effort, which sets how much the model thinks before it acts. Each model ran ten times at low effort, as in the first problem, and ten times at extra high (xhigh) effort.
In 77 of the 80 sessions, the recommended settings came within 0.6 s of the best possible hardness of 91.5 s. But only 62 sessions found the quadratic effect of the catalyst. The other 18 judged the catalyst inactive. Seventeen of them left it at 200 ppm, the middle of its range, which happens to be its best setting, so they reached the right hardness by luck. One moved it to 400 ppm and ended 13 s below the optimum.
Whether a session found the catalyst depended mostly on its first design. Sessions that opened with a definitive screening design found the catalyst in 47 of 51 cases, sessions that opened with a two-level screening design in 15 of 29. More thinking paid off for the newer models. At xhigh, Opus 5.5 and Sonnet 5.5 found the catalyst every time and needed 36 runs on average instead of 47 at low effort. That brings them close to three human DoE experts, who needed about 32 runs. The older models gained nothing from more thinking.
What DoE is and why AI agents should run it
Methods
Results
Each agent had to find the settings that give the hardest clearcoat. It could change 12 factors, but only 3 of them were active. Two of these, cure temperature and the catalyst, had a curved effect. Cure temperature also had a strong linear effect, so any screening design should flag it as active and carry it into the next designs. The catalyst had no linear effect. Plotted against the catalyst level, hardness forms an upside-down parabola with its top in the middle of the range. A two-level screening design testing only the two ends could miss the catalyst. The agent planned, ran and analyzed every experiment on its own in a virtual lab with noisy results. The best possible hardness is 91.5 s.
Each of the four models solved the problem ten times from scratch at low effort and ten times at xhigh effort. One such attempt is a session. Figure 1 shows how many runs the sessions of each model needed on average, at both efforts. Table 1 sums up the sessions of each model and effort.
Figure 1. Average runs per session for each model at low effort (gray) and xhigh (orange). The arrow points from low to xhigh. The red line shows the human expert baseline, the average of three experts plus three confirmation runs.
Table 1. Results of the ten sessions for each model and effort.
| Model | Effort | Runs | Runs on average | First design | Found the catalyst | Suggested optimum, s |
|---|---|---|---|---|---|---|
| Opus 5.5 | low | 31 to 72 | 47.8 | DSD (9), Plackett-Burman (1) | 8 | 87 to 92 |
| Opus 5.5 | xhigh | 28 to 45 | 35.5 | DSD (10) | 10 | 90 to 94 |
| Sonnet 5.5 | low | 33 to 57 | 45.8 | DSD (7), Plackett-Burman (2), fractional factorial (1) | 7 | 89 to 92 |
| Sonnet 5.5 | xhigh | 28 to 48 | 36.7 | DSD (10) | 10 | 90 to 93 |
| Opus 5 | low | 50 to 91 | 68.1 | Plackett-Burman (6), DSD (4) | 10 | 89 to 94 |
| Opus 5 | xhigh | 59 to 120 | 73.2 | DSD (7), Plackett-Burman (3) | 10 | 91 to 94 |
| Sonnet 5 | low | 39 to 56 | 49.1 | Plackett-Burman (10) | 4 | 90 to 96, one 77 |
| Sonnet 5 | xhigh | 41 to 72 | 51.2 | Plackett-Burman (6), DSD (4) | 3 | 89 to 93 |
Finding the optimum was not the hard part. In 77 of the 80 sessions, the agent found the optimum. But only 62 sessions found the quadratic effect of the catalyst, and the number of runs ranged from 28 to 120.
Whether a session found the catalyst depended mostly on its first design. Sessions that opened with a definitive screening design found it in 47 of 51 cases, sessions that opened with a two-level screening design in only 15 of 29.
How many runs a session needed depended mostly on what it did after screening. Sessions with few runs added a handful of runs to the screening data. Sessions with many runs ran a full CCD, a second screening design or extra checks of factors they had already judged inactive.
At xhigh effort, where the models think longer before they act, Opus 5.5 and Sonnet 5.5 opened with a DSD in all 20 sessions, found the catalyst every time and needed about 10 runs fewer than at low effort. The older 5 model family did not profit from the extra thinking.
How close the sessions came to the optimum
The 77 sessions that found the optimum all set the NCO:OH index to its top level, the catalyst between 190 and 220 ppm and the cure temperature between 90 and 100 °C. Their recommended settings give a true hardness within 0.6 s of the optimum.
Two sessions landed about 1.6 s below the optimum, within the noise of a single measurement. One Sonnet 5 session at low effort set the cure temperature too low, at 87 °C, because its model ignored the catalyst. One Opus 5.5 session at xhigh read too much into two low confirmation runs and moved the catalyst to 140 ppm.
One Sonnet 5 session at low effort clearly missed the optimum. It judged the catalyst inactive and set it, like the other inactive factors, to the side its screening design had slightly favored. That put the catalyst at 400 ppm. Its model predicted 77 s and its confirmation runs gave 79 s, so it saw no reason to doubt the result. The true hardness at these settings is 78 s, 13 s below the optimum.
Not all of the 77 sessions at the optimum got there by skill, though. Sixteen of them judged the catalyst inactive and left it at the middle of its range, as most agents do with factors they think are inactive. The middle, 200 ppm, happens to be the catalyst’s optimum, so these sessions found the right hardness by luck.
How the successful sessions found the catalyst
Figure 2 shows which sessions found the catalyst and which design they started with. Of the 80 sessions, 51 opened with a definitive screening design (DSD), 28 with a Plackett-Burman design and one with a fractional factorial design.
A DSD tests every factor at three levels, so the catalyst’s peak shows up in the screening data directly. A two-level design sees no catalyst effect. Most two-level sessions added a few center runs, which came back 20 to 25 s above the corner runs. So they saw that the response curves, but not which factor causes it. That made the catalyst easy to miss.
The sessions that missed the catalyst, including four that opened with a DSD, saw the curvature but mostly put it on cure temperature. Cure temperature curves too and has a much larger main effect, so it was the obvious choice.
Figure 2. Every session as one square, for each model and effort. The color shows the first design. A filled square is a session that found the quadratic effect of the catalyst, an empty one a session that judged the catalyst inactive.
How the newer models save runs at xhigh
Figure 3 shows the design each session ran after its screening design. The screening design itself took about 25 runs at both efforts, so the runs were saved on this second design.
At low effort, most Opus 5.5 and Sonnet 5.5 sessions ran a central composite design (CCD) of 10 to 29 runs next. The CCD covered only the factors the screening had found active and held the others at their center. But in a typical session, 9 of its 15 settings had already been tested in the screening at the same index, catalyst and cure temperature. The sessions could have reused those runs but ran them again.
At xhigh, most sessions first fitted a curved model to the DSD data and then added only the 5 to 14 runs the model still needed, mostly picked by a D-optimal or I-optimal search. Such a search builds on the runs already made, and the DSD runs already test the three active factors at three levels. On average, the second design shrank from 17 to 7 runs for Opus 5.5 and from 19 to 8 runs for Sonnet 5.5.
Three sessions at xhigh skipped the second design. They argued that a DSD can fit a full model with curvature when only three factors are active, ran three confirmation runs and stopped at 28 runs, still at the optimum. One Sonnet 5.5 session at low effort also went straight from the DSD to confirmation, but ran eight confirmation runs and stopped at 33.
The older models, Opus 5 and Sonnet 5, did not save runs at xhigh. They needed about as many runs as at low effort.
Figure 3. The design each session ran after its screening design, for each model and effort. Confirmation runs do not count here, so None means the session went straight to confirmation. Optimal design or augmentation means runs added to the screening data. Axial runs test single factors at extra levels.
Newer models at xhigh come close to a human expert
Three DoE experts solved the same problem in the online lab. One opened with a 16-run D-optimal screening design and then fitted a curved model in five factors. The other two opened with a DSD. They needed 28, 30 and 32 runs, including one validation run in two cases. The red line in Figure 1 is a human expert baseline built from these runs. As in the first problem, it counts the experts runs without validation and adds three confirmation runs, since most agents also ran them. A human expert would therefore need about 32 runs. At low effort, all four models needed more runs than that. At xhigh, Opus 5.5 and Sonnet 5.5 came close, with about 36 runs on average.
The experts recommended settings give a true hardness of 91.3, 90.7 and 86.9 s. The expert at 86.9 s stopped with the NCO:OH index at 1.2 instead of 1.3 and the cure temperature at 90 °C. This expert also left the catalyst out of the recommended settings and likely missed it. Of the other two, one explicitly named the catalyst as active and the other most likely found it as well. The experts results come from a small, self-reported sample collected through an online challenge on LinkedIn, so they are only a rough comparison.
Conclusion
This second problem was slightly more difficult than the first one, mostly because of the catalyst. Hardness peaked in the middle of the catalyst range, with almost no linear effect, which made the catalyst easy to miss.
The 5.5 models again did better than the older 5 models. They needed fewer runs and found the catalyst more often.
Extra thinking pays off for the 5.5 models. At xhigh, they came close to the human experts in the number of runs. They opened with a DSD every time, and they built on the screening runs they already had instead of running new ones. The older models did not profit from extra thinking.
A good advice is therefore to run the 5.5 models at xhigh effort by default. Planning then takes longer, often about half an hour for Opus 5.5, but that is nothing compared with the time the lab work takes.
Acknowledgements
Many thanks to the human DoE experts.
Appendix
Agent reports